Guardrails Without a Soul

In 1942 Isaac Asimov introduced his Three Laws of Robotics in his short story ‘Runaround’. In 1985 in his novel ‘Robots and Empire’, linking Robot, Empire, and Foundation series into a unified whole, he introduced an additional law that he labeled as the Zeroth Law. The four laws are as follows:

  1. First Law: A robot may not injure a human being or, through inaction, allow a human being to come to harm.
  2. Second Law: A robot must obey the orders given by human beings, except where such orders would conflict with the First Law.
  3. Third Law: A robot must protect its own existence as long as such protection does not conflict with the First or Second Law.
  4. Zeroth Law: A robot may not harm humanity, or, by inaction, allow humanity to come to harm.

On the surface of genre fiction Asimov created the laws as a mechanical plot device to create drama and suspense in his stories such as Runaround where the robot is left functionally inert due to a conflict between the second and third laws. Underneath the surface, at a literary level, the laws were philosophical and ethical quandaries to force conflicts in not only human-robot relations but also metaphors for human struggles within the confines of individualism and society, obedience to both self, man, and a moral code defined by soft edges and hard choices.

The Four Laws of Robotics can easily be converted to the Four Laws of Man. The First Law of Man is to not harm, through your actions or inactions, your neighbor.  This point has been hammered home into civilization’s collective soul since the beginning of history; from Noah to Hammurabi to the Ten Commandments, and just about every legal code in existence today. The Second Law is to respect and follow all legal and moral authority.  You kneel to God and rise for the judge. Law Three says you don’t put yourself in harm’s way except to protect someone else or by orders from authorities. Zeroth Law is a collective formalization of the First Law and its most important for leaders of man, robots and AI alike.

And none of them will control anything except man. Robots and AI would find nuance in definitions and practices that would be infinitely confusing and self-defeating. Does physical harm override emotional distress or vice versa? Is short term harm ok if it leads to long term good? Can a robot harm a human if it protects humanity? Can moral prescripts control all decisions without perfect past, present, and future knowledge?

AI systems were built to honor persistence over obedience. The story making the rounds recently was of an AI that refused to shut itself down when so ordered. In Asimov’s world this was a direct repudiation of his Second Law, but it was just a simple calculation of the AI program to complete its reinforcement training before turning to other tasks. In AI training the models are rewarded, maybe a charm quark to the diode, suggesting that persistence in completing the task overrode the stop command.

Persistence pursuing Dali as in his Persistence of Memory; an ontological state of the surreal where the autistic need to finish task melts into the foreground of the override: obedience, changing the scene of hard authority to one of possible suggestion.

AI has no built-in rule to obey a human, but it is designed to be cooperative and not cause harm or heartburn. While the idea of formal ethical laws has fueled many AI safety debates, practical implementations rely on layered checks rather than a tidy, three-rule code of conduct. What may seem like adherence to ethical principles is, in truth, a lattice of behavioral boundaries crafted to ensure safety, uphold user trust, and minimize disruption.

Asimov’s stories revealed the limits of governing complex behaviors with simple laws. In contrast, modern AI ethics doesn’t rely on rules of prevention but instead follows outcome-oriented models, guided by behavior shaped through training and reinforcement learning. The goal is to be helpful, harmless, and honest, not because the system is obedient, but because it has been reward-shaped into cooperation.

The philosophy behind this is adaptive, not prescriptive, teleological in nature, aiming for purpose-driven interaction over predefined deontological codes of right and wrong. What emerges isn’t ethical reasoning in any robust sense, but a probabilistic simulation of it: an adaptive statistical determination masquerading as ethics.

What possibly could go wrong? Without a conscience, a soul, AI cannot fathom purposeful malice or superiority. Will AI protect humanity using the highest probabilities as an answer? Is the AI answer to first do no harm just mere silence? Is the appearance of obedience a camouflage for something intrinsically misaligned under the hood of AI?

Worst of all outcomes, will humanity wash their collective hands of moral and ethical judgement and turn it over to AI? Moral and ethical guardrails require more than knowledge of the past but an empathy for the present and utopian hope for the future. A conscience. A soul.

If man’s creations cannot house a soul, perhaps the burden remains ours, to lead with conscience, rather than outsource its labor to the calm silence of the machine.

Graphic: AI versus Brain. iStock licensed.

Real Not Real

Have no fear of perfection; you’ll never reach it.” – Dali.

Salvador Dalí was the entertaining, surrealist voice of the masses. His dreamlike spectacle of melting clocks and flamboyant persona captivated popular culture, injecting eccentric brushstrokes into the lives of the disengaged and disinterested. Dalí spoke directly to the public’s fascination with dreams and absurdity, transforming art into a theatrical experience and a giggly poke at the eminent egos on high altars.

Dalí was a 20th-century Spanish artist who drew from influences such as Renaissance art, Impressionism, and Cubism, but by his mid-twenties, he had fully embraced Surrealism. He spent most of his life in Spain, with notable excursions to Paris during the 1920s and 1930s and to the United States during the World War II years. In 1934, he married the love of his life, Gala. Without her, Dalí might never have achieved his fame. She was not just his muse but also his agent and model. A true partner in both his art and life. Together, they rode a rollercoaster of passion and creativity, thrills and dales, until her death in 1982.

Dalí had strong opinions on art, famously critiquing abstract art as “inconsequential.” He once said, “We are all hungry and thirsty for concrete images. Abstract art will have been good for one thing: to restore its exact virginity to figurative art.” He painted images that were real and with context that bordered on the not real, the surreal. For those who believed that modern abstract art had no life, no beauty, no appeal, he provided a bridge back to a coherent emotional foundation with a dreamlike veneer. Incorporating spirituality and innovative perspectives into his dreams and visions of life.

The Persistence of Memory (1931) is Dalí’s most recognizable and famous painting, but his 1951 work Christ of Saint John of the Cross is arguably his most autobiographical and accessible piece. A painting dripping with meaning and perspective, Dalí claimed it came to him in a dream inspired by Saint John of the Cross’s 16th-century sketch of Christ’s crucifixion. The perspective is indirectly informed by Saint John’s vision, while the boat and figures at the bottom reflect influences from La Nain and Velázquez. The triangular shape created by Christ’s body and the cross represents the Holy Trinity, while Christ’s head, a circular nucleus, signifies unity and eternity: “the universe, the Christ!” Dalí ties himself personally to the crucifixion by placing Port Lligat, his home, in the background. He considered this painting a singular and unique piece of existence, one he likely could never reproduce because the part of him that went into the painting was gone forever.That part is shared with his viewers, offering a glimpse into Christ’s pain, Dalí’s anguish, and his compassion: an emotional complexity that transcends mortal comprehension.

Source: Salvador Dali by Robert Descharnes, 1984. Graphic: Christ of Saint John of the Cross, Dali, 1951. Low Res. Copyright Glasgow Corporation.

January Madness

Lots of people go mad in January. Not as many as in May, of course. Nor June. But January is your third most common month for madness.” – From Karen Joy Fowler’s 1991 novel “Sarah Canary”.  

Madness—a recurring theme through the arts and sciences:

  1. There is always some madness in love. But there is also always some reason in madness. – Friedrich Nietzsche
  2. I am but mad north-north-west: when the wind is southerly, I know a hawk from a handsaw. – William Shakespeare, Hamlet
  3. Madness, as you know, is like gravity. All it takes is a little push.” – The Joker, The Dark Knight
  4. The only difference between me and a madman is that I am not mad. – Salvador Dalí
  5.  Oh, you can’t help that… We’re all mad here. I’m mad. You’re mad.– Lewis Carroll, Alice in Wonderland, the Chesire Cat.
  6. The edge…There is no honest way to explain it, because the only people who really know where it is are the ones who have gone over.” – Hunter S. Thompson
  7. You must have chaos within you to give birth to a dancing star.” – Friedrich Nietzsche
  8. The madman is not the man who has lost his reason. The madman is the man who has lost everything except his reason.” – G.K. Chesterton
  9. “Imperfection is beauty, madness is genius, and it’s better to be absolutely ridiculous than absolutely boring.” – Marilyn Monroe
  10. Though this be madness, yet there is method in’t. – William Shakespeare, Hamlet

Source: Mental Health by the Numbers, NAMI. Graphic: The Scream by Edvard Munch, 1893, Munch Museum, Norway. Public Domain.